Disclosures and Disclaimers
Oxford Financial Group, Ltd. (“Oxford”) is a Registered Investment Advisor (“RIA”) with the U.S. Securities and Exchange Commission (“SEC”) and is headquartered in Carmel, Indiana. Registration with the SEC does not imply a certain level of skill or training. Additional information about Oxford, including our Form ADV and Privacy Policy, is available upon request by calling 800.722.2289 or emailing info@ofgltd.com.
Please note that the following disclaimers and disclosures are provided for informational purposes. Not all may be applicable to the accompanying material, and their inclusion does not imply relevance to the specific strategy, service, or product presented.
All investments involve risk, including the possible loss of principal. Risks may stem from market volatility, interest rate fluctuations, economic and political instability, changes in regulations, currency exposure, and other systemic or specific factors. International and emerging market investments may present additional risks including currency fluctuation, limited liquidity, differing accounting and legal standards, and political instability. Investments in small- and mid-cap companies may be more volatile and less liquid. Value strategies may not perform in line with the broader market or other strategies. Past performance is not indicative of future results.
Investment decisions should be made based on an investor’s specific financial situation, goals, and risk tolerance. Investors are urged to consult with their financial advisor before making any investment decisions.
The Oxford Outcome Based Investing® is a proprietary investment strategy focused on a personalized goal-centric approach, taking into account an investor’s unique needs, such as income requirements, estate planning, cash flow goals, life-changing events and risk tolerance. There is no guarantee that clients will meet their investment goals and objectives. Prior or expected returns of various investments and asset classes are not a guarantee of future results.
Investments in private companies or aspirational investments are typically illiquid and may require a long-term commitment with limited or no ability to redeem or exit. Such investments involve significant risks, including the potential for total loss of capital, higher volatility, and reliance on a limited number of key management personnel. Private companies may be more volatile due to their limited product lines, markets or financial reserves, their susceptibility to competitors’ actions or major economic downturns. Private investment vehicles are not subject to the same regulatory oversight as registered investment companies. Investors should carefully review the applicable private placement memorandum and other disclosure documents to understand the risks and suitability before investing.
This material does not constitute an offer to sell or a solicitation of an offer to buy any security or fund. Any such offer will be made only through a confidential offering memorandum to qualified investors. This information is not intended as a recommendation or endorsement of any specific investment. It should not be assumed that any holdings, transactions, or strategies discussed were or will be profitable.
Any rankings, awards, or third-party ratings mentioned are not indicative of future performance and do not reflect the experience of all clients.
Returns are presented net of actual investment advisory fees and after the deduction of all trading expenses and include the reinvestment of all income. The utilization of margin, lines of credit and other borrowing in relation to a particular investment or brokerage account could adversely impact the overall return of investment.
Forward-looking statements are not guarantees of future results. There is no assurance that any securities, sectors, or strategies discussed will remain in a client’s portfolio or be profitable. Any statements regarding expectations or performance are subject to change without notice. Oxford reserves the right to modify investment strategies and techniques in response to changing market conditions or client objectives.
The content of this presentation is intended for educational and illustrative purposes only. It should not be construed as investment, tax, or legal advice, nor as a recommendation or offer to buy or sell any security or investment product. Tax and legal counsel should be engaged before taking any action.
This material has been prepared using original sources believed to be reliable, but no representation is made as to its accuracy or completeness. The views expressed are those of Oxford as of the date of the presentation and are subject to change based on market, regulatory or economic conditions, which may not occur as anticipated.
This material is confidential and proprietary to Oxford and is intended solely for use by current or prospective clients of Oxford. It may not be reproduced, distributed, or used for any other purpose without prior written consent from Oxford.
Certain affiliates of Oxford Financial Group, Ltd. may provide services to investment funds advised by Oxford Financial Group, Ltd., to portfolio companies of such funds, or to other clients. These services may include, among other things, investment management, administrative, operational, consulting, or other support services. In some cases, Affiliates may receive fees or other compensation in connection with these services. (OFG-2606-44)