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Our independence and private ownership enhance our ability to provide you with unbiased and objective advice.
Oxford Financial Group, Ltd., is committed to respecting the individual privacy of clients. In accordance with federal regulations, Oxford is disclosing this notice to tell you how we use information about our clients.
As an Oxford client, you have entrusted to our care personal and financial data. We recognize that your relationship with us is based upon trust and that you expect us to act responsibly and in your best interest. Because your personal and financial data is your private information, we hold ourselves to the highest standards in its safekeeping and use. This means, most importantly, that we do not sell client information—whether it is personal information or the fact that you are an Oxford client—to anyone. Instead, information is used by us primarily to provide financial advice, to complete transactions, or to make clients aware of other financial services that we offer.
We obtain non-public personal information about our clients from the following sources:
As emphasized above, we do not sell information about current or former clients or their accounts to third parties. Nor do we share such information, except when needed to complete transactions or to make clients aware of related financial services that we offer. Here are the details:
We restrict access to information to those Oxford employees who need to know the information to provide services. We maintain strict physical, electronic and procedural safeguards to comply with federal standards to guard nonpublic personal information.
Part 2 of the firm’s current Form ADV, filed with the Securities & Exchange Commission, under the Investment Act of 1940, is also available in printed form at no charge upon written request.
Oxford, or its representatives, may only transact business in the state if properly registered or exempt or excluded from registration. No individualized responses will be made by Oxford, or its representatives, in the state unless all registration requirements have been met.
Oxford Financial Group, Ltd.™ is the premier multi-family office in the Midwest and has been named the #1 Registered Investment Advisor (RIA) by Financial Planning magazine for each of the last five years (based upon assets under management). One of the largest independent RIA firms in the country with oversight of approximately $23.5 billion in assets under advisement (which includes assets under management), Oxford has 21 Managing Directors in five market offices who serve over 700 family and institutional clients in 37 states.